Admin Mode Guides

Certifications

• Exporting Certification Submissions
• Managing Certifications
• Building a Certification

Dashboard

• Global Search
• Admin Tasks
• Outstanding User Tasks

Securities Management

• Sector and Market Cap Restrictions
• Watch List
• Restricted List

User Management

• Adding a Brokerage Account for a User
• User Groups
• Viewing User Details
• Editing Brokerage Account for a User
• Resetting Passwords
• Deactivating Users

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Personal Trading Reporting

• Holdings Report
• Non-Compliant Transactions
• Brokerage Accounts Report
• Verifying User Submissions
• Unsubmitted Reports
• Transaction Report

Requests

• Adding a Request for a User
• Exporting Requests
• Reviewing Requests

Settings

• Report Settings
• Firm-Wide 2FA
• Company Profile
• Holding Period
• Compliance Alert Settings
• Trade Approval Settings

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Managing Policies

• Policies